Skip to content.Skip to navigation.Skip to search.

DNB logoDNB logo

Open Boek Toezicht

Can a fine be imposed on a de facto director if the offending legal entity has since gone into liquidation?

Relevant for:
ban, ci, cis, cb, in, if, pi, pf, to
Validity:
valid 
Date:
12 september 2018
Status
Q&A
Reference:
b08
Author:
DNB

Question:

Can a fine be imposed on a de facto director if the offending legal entity has since gone into liquidation?

Answer:

Yes, it can. The legal entity's liquidation does not affect the option of taking action against its de facto director. The imposition of a fine on the liquidated legal entity also remains an option.

Respond to this page
Sector
  • Banks
  • Clearing institutions
  • Collect­ive invest­ment schemes
  • Crypto service providers
  • Electronic money institutions
  • Exchange transaction
  • Insurers
  • Investment firms
  • Payment institutions
  • Pension funds
  • Premium Pension Institutions
  • Trust offices
Laws and EU Directives
  • CRD IV en CRR
  • Act on the Supervision of Trust Offices (Wet toezicht trustkantoren – Wtt)
  • Anti-Money Laundering and Anti-Terrorist Financing Act
  • Payment services in the internal market
  • Regulations establishing European Supervisory Authorities
Related Q&A
  • Can repayment of the unlawfully obtained gain be demanded?
  • Repetition of an offence and its consequences
  • Why is the non-compliant party's ability to pay a criterion and how is it determined?
  • Does the "una via" principle also apply to de facto directors?
more
Related Downloads
  • Wettelijk kader VVGB 3:96 Wft
  • Wettelijk kader VVGB 3:95 Wft
  • Toelichting bij formulier VVGB-aanvraag 3:95 Wft
  • Toelichting bij formulier VVGB-aanvraag 3:96 Wft
Navigatie Nederlands Home
  • DNB.nl
  • Sector
  • Laws and EU Directives
  • Home
  • Contact
  • Sitemap
  • Nederlands
Advanced search
© De Nederlandsche Bank
Disclaimer Cookies Privacy Verklaring Open Boek Toezicht