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Initial assessment – sample questions

Relevant for:
css, ban, cis, if, pi, ci, emi, pf, ppf, to, in, wi
Status
Factsheet
Date:
23 february 2017
Validity:
valid 
Reference:
01536.29
Author:
DNB

In the context of fit and proper assessments, we may invite candidates for an assessment interview.

The questions asked during the interview are based on statutory criteria and competencies and depend on the candidate's proposed position. The interview will be about the knowledge and competencies listed in the job profile and about the fields of expertise and responsibilities related to the position. For example, different questions will be put to a legal expert in a pension fund than to a member of the fund's investment committee, or to the chair of the audit committee and a member of the remuneration committee, or to a supervisory board member whose actuarial expertise is required in a supervisory board and a candidate whose area of expertise is IT.

Sample questions
Below are some examples of actual fitness assessment interview questions, categorised according to the topics that we consider in assessments.

  • Institutions subject to the Financial Supervision Act (Wet op het financieel toezicht – Wft)
  • Pension funds
  • Trust offices
Respond to this page
Sector
  • Banks
  • Clearing institutions
  • Collect­ive invest­ment schemes
  • Crypto service providers
  • Electronic money institutions
  • Exchange transaction
  • Insurers
  • Investment firms
  • Payment institutions
  • Pension funds
  • Premium Pension Institutions
  • Trust offices
Laws and EU Directives
  • CRD IV en CRR
  • Act on the Supervision of Trust Offices (Wet toezicht trustkantoren – Wtt)
  • Anti-Money Laundering and Anti-Terrorist Financing Act
  • Payment services in the internal market
  • Regulations establishing European Supervisory Authorities
Related topics
  • Assessments ’ what and why
  • Assessments ’ what and why
  • ING Bank N.V. identified as a global systemically important institution (G-SII)
  • Good practice document for outsourcing by insurance companies
more
Related Q&A
  • Account information services provision and other business activities
  • [For consultation][Closed] Draft Q&A on recognition of risk mitigation techniques using reinsurance contracts in the Solvency II Standard Formula
  • Assessment Framework for DNB Information Security Examination
  • Procedure for international individual value transfer to a non-EU/non-EEA institution
more
Related Downloads
  • List of General good provisions - insurance undertakings
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