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• Operational supervision of investment schemes and their management companies

  Operational supervision of investment schemes and their management companies. Based on the information, DNB carries out prudential analyses.

  Factsheet | 01-01-2007 | cis

• Single licence for insurers

  Single licence for insurers. An insurer must comply with all sorts of requirements laid down in the Financial Supervision Act (Wet op het financieel toezicht / Wft) when applying for an authorisation and in carrying on its business. The Wft and the related secondary legislation impose requirements on insurers with respect to the following issues...

  Factsheet | 01-01-2007 | in

• Requirements of credit institutions

  Requirements of credit institutions. A credit institution must comply with all sorts of requirements laid down in the Financial Supervision Act (Wet op het financieel toezicht / Wft) when applying for a licence and in carrying on its business. De Nederlandsche Bank (DNB) supervises credit institutions’ compliance with the statutory requirements.

  Factsheet | 01-01-2007 | ban

• Duty of investment firms to obtain authorisation

  Duty of investment firms to obtain authorisation. Section 2:96 of the Financial Supervision Act (Wet op het financieel toezicht / Wft) provides that no entity may provide investment services in the Netherlands without an authorisation granted by the Netherlands Authority for the Financial Markets (Autoriteit Financiële Markten / AFM).. Open Boo...

  Factsheet | 01-01-2007 | if

• Duty of management companies to obtain authorisation

  Duty of management companies to obtain authorisation. A collective investment scheme is an investment company or a unit trust. It is prohibited under Section 2:65 of the Financial Supervision Act (Wet op het financieel toezicht / Wft) to offer units in a collective investment scheme in the Netherlands unless the management company of that collec...

  Factsheet | 01-01-2007 | cis

• STB 2007 329 - Public Offers Decree

  STB 2007 329 - Public Offers Decree. -. Unofficial translation of Besluit openbare biedingen Wft dated 12 October 2006. 4. The offeror must ensure that it can fulfil a cash consideration by the moment that the request for approval of the offer document is submitted, or has taken all reasonable measures to provide any other form of consideration ...

  pdf | 20-04-2006 | cis, ban, in, if

• EIOPA Guideline coordination committes

  EIOPA Guidelines for Coordination Committees in the Framework of the Insurance Groups Directive. The Guidelines seek to enhance the efficiency and effectiveness of the activities of the Coordination Committees (Co-Cos) in the context of supplementary group supervision.

  BTS en Guidelines [btsg], Factsheet | 01-02-2005 | in

• EBA guideline prudential filters for regulatory capital

  EBA Guidelines on Prudential Filters For Regulatory Capital - Accounting and auditing. When published, the Guidelines were intended to be temporary, but they are still relevant today.

  BTS en Guidelines [btsg], Factsheet | 21-12-2004 | ban, if

• Conglomerates Directive (2002/87/EC) - Introduction

  Introduction. The European Directive on Financial Conglomerates contains prudential rules for banks, insurers and investment firms. • At least one credit institution, investment firm or insurer from the EU is part of the group.

  Factsheet, EU Richtlijnen [eurili] | 16-12-2002 | in, ban, if

• Richtlijn 86/635/EEG (aanvulling)

  Richtlijn 86/635/EEG (aanvulling). Aanbeveling van de commissie van 23 juni 2000 betreffende de verstrekking van informatie over financiële instrumenten en andere posten, ter aanvulling op de informatieverstrekking op grond van Richtlijn 86/635/EEG van de Raad betreffende de jaarrekening en de geconsolideerde jaarrekening van banken en andere f...

  pdf | 23-06-2000 | ban

• Cooperation protocol pursuant to the Directive on Insurers in a Group (Helsinki Protocol)

  Cooperation protocol pursuant to the Directive on Insurers in a Group (Helsinki Protocol). PROTOCOL RELATING TO THE COLLABORATION OF THE SUPERVISORY AUTHORITIES OF THE MEMBER STATES OF THE EUROPEAN UNION WITH REGARD TO THE APPLICATION OF DIRECTIVE 98/78/EC ON THE SUPPLEMENTARY SUPERVISION OF INSURANCE UNDERTAKINGS IN AN INSURANCE GROUP ...

  pdf | 11-05-2000 | in

• Regulation designating competent authorities regarding the supervison of the securities trade 1995

  Regulation designating competent authorities regarding the supervison of the securities trade 1995. The Regulation designates the said Association and the Securities Board of the Netherlands (Vereniging voor de Effectenhandel) to be competent authorities as referred to in the said Directives.

  Factsheet, Beleidsregels [bere] | 31-12-1995 | cis, pi, cb, ban, if

• Directive 94/19/EC of the European Parliament and of the Council of 30 May 1994 on deposit-guarantee schemes

  Directive 94/19/EC of the European Parliament and of the Council of 30 May 1994 on deposit-guarantee schemes. Artikel 2 Van terugbetaling door een garantiestelsel zijn uitgesloten: - onverminderd artikel 8, lid 3, in eigen naam en voor eigen rekening door andere kredietinstellingen verrichte deposito's; - alle ...

  pdf | 30-05-1994 | ban