Search results

1. Open Boek
2. Wetten
3. Brondocumenten
4. Alle

• Overview of Dutch social and labour law and rules on information provision

  Overview of Dutch social and labour law and rules on information provision. Obligation to use value in case of option or right to choose Section 80.

  pdf | 07-01-2007 |

• Further information of Trust offices

  Further information of Trust offices. For further information on the supervision of money transactions offices, you can approach the DNB Information Desk on telephone number + 31 20 524 9111 (available on working days between 9:00 am and 5:00 pm). . Open Book Supervision Skip to content.Skip to navigation.Skip to search.

  Factsheet | 01-01-2007 | to

• Register for clearing institutions

  Register for clearing institutions. Financial undertakings such as banks, (re)insurers, pension funds and Collective investment schemes must have an authorisation to be active on the financial markets. The register must also include information on any restrictions imposed on those activities as well as the state in which the financial undertakin...

  Factsheet | 01-01-2007 | ci

• Supervisory powers for clearing institutions

  Supervisory powers for clearing institutions. The Financial Supervision Act (Wet op het financieel toezicht / Wft) grants De Nederlandsche Bank (DNB) certain powers which it can use in exercising the supervision of financial undertakings, including collective investment schemes, investment firms, credit institutions and insurers. In the context ...

  Factsheet | 01-01-2007 | ci

• Operational supervision for clearing institutions

  Operational supervision for clearing institutions. De Nederlandsche Bank (DNB) exercises prudential supervision of compliance by financial undertakings, including collective investment schemes, investment firms, credit institutions and insurers, with the Financial Supervision Act (Wet op het financieel toezicht / Wft) and regulations based on it...

  Factsheet | 01-01-2007 | ci

• Requirements of clearing institutions

  Requirements of clearing institutions. A clearing institution must comply with all sorts of requirements laid down in the Financial Supervision Act (Wet op het financieel toezicht / Wft) when applying for an authorisation and in carrying on its business. The Wft and the related secondary legislation impose requirements on clearing institutions w...

  Factsheet | 01-01-2007 | ci

• Duty of clearing institutions to obtain authorisation

  Duty of clearing institutions to obtain authorisation. Section 2:4(1) of the Financial Supervision Act (Wet op het financieel toezicht / Wft) provides that no entity with its registered office in the Netherlands may carry on the business of a clearing institution without an authorisation granted by De Nederlandsche Bank (DNB). Section 2:6(1) of ...

  Factsheet | 01-01-2007 | ci

• Open Book Supervision

  Open Book Supervision. Open Book Supervision Skip to content.Skip to navigation.Skip to search.

  Factsheet | 01-01-2007 | in, ci, ppf, if, pf, pi, cp, css, to, emi, cis, ban, wi

• Open Book Supervision

  Open Book Supervision. Open Book Supervision Skip to content.Skip to navigation.Skip to search.

  Factsheet | 01-01-2007 | in, ci, ppf, if, pf, pi, cp, css, to, emi, cis, ban, wi

• Supervision on insurers

  Supervision on insurers. Open Book Supervision Skip to content.Skip to navigation.Skip to search.

  Factsheet | 01-01-2007 | in

• ANNEX A: Key ratios and characteristics

  ANNEX A: Key ratios and characteristics. -. FIRM Manual, November 2005 ANNEX A: Key ratios and characteristics Page 1 of 12 ANNEX A: Key ratios and characteristics A.1. Key ratios and characteristics for pension funds Dashboard key ratios • Provision for pension liabilities - own account (EUR...

  pdf | 01-01-2007 | in, if, pf, pi, to, cis, ban

• ANNEX D: Assessment criteria for risk-specific control

  ANNEX D: Assessment criteria for risk-specific control. • Tasks, responsibilities and powers are generally clear and adequate.

  pdf | 01-01-2007 | in, if, pf, pi, to, cis, ban

• Chapter 1: Introduction

  Chapter 1: Introduction. -. FIRM Manual, November 2005 Chapter 2 – Introduction to FIRM Page 1 of 3 Chapter 1: Introduction 1.1. Backgrounds and objectives This is the FIRM Manual. Cases in point are the four-eyes principle, team discussions, peer reviews or quality assurance on behalf of the manage...

  pdf | 01-01-2007 | in, if, pf, pi, to, cis, ban

• Chapter 2: Introduction to FIRM

  Chapter 2: Introduction to FIRM. -. FIRM Manual, November 2005 Chapter 2 – Introduction to FIRM Page 1 of 6 Chapter 2: Introduction to FIRM 2.1. Introduction This Chapter deals with the whys and wherefores of risk analysis. This does not, of course, hold for institutions not supervised by DNB, with respe...

  pdf | 01-01-2007 | in, if, pf, pi, to, cis, ban

• Chapter 3: Breakdown of the organisation

  Chapter 3: Breakdown of the organisation. -. FIRM Manual, November 2005 Chapter 3: Breakdown of the organisation Page 1 of 16 Chapter 3: Breakdown of the organisation 3.1. Introduction 3.1.1. Objective of the breakdown Breaking down the organisation serves to split up an institution into individual ...

  pdf | 01-01-2007 | in, if, pf, pi, to, cis, ban