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• Regulation on Prudential Supervision of Financial Groups under the Wft

  Regulation on Prudential Supervision of Financial Groups under the Wft. 2006, No. 508). This Regulation lays down accounting rules regarding significant intragroup agreements, adjusted solvency, capital adequacy and significant risk concentrations.

  Ministeriële regelingen [mire], Factsheet | 01-01-2007 | ban, in, if

• Regulation on Protected Accounts under the Wft

  Regulation on Protected Accounts under the Wft. The Regulation on protected accounts under the Wft (Regulation on Protected Accounts under the Wft) serves to implement Articles 14(6) of the Decree on Prudential Rules for Financial Undertakings (Besluit prudentiële regels Wft) (Bulletin of Acts and Decrees 2006, 519).. Open Book Supervision Sk...

  Toezichthouderregels [tzre], Factsheet | 01-01-2007 | ban

• Further Regulation on Conduct of Business Supervision of Financial Undertakings (Nadere regeling gedragstoezicht financiële ondernemingen Wft)

  Further Regulation on Conduct of Business Supervision of Financial Undertakings (Nadere regeling gedragstoezicht financiële ondernemingen Wft). This Regulation of the Netherlands Authority for the Financial Markets (AFM) is based on various sections of the Decree on Conduct of Business Supervision of Financial Undertakings (Besluit Gedragstoezi...

  Toezichthouderregels [tzre], Factsheet | 01-01-2007 | cis, emi, in, ban, if, ci

• Chapter 6: Analysis of control

  Chapter 6: Analysis of control. -. FIRM Manual, November 2005 Chapter 6: Analysis of control Page 1 of 13 Chapter 6: Analysis of control 6.1. Introduction The preceding Chapter dealt with the manner in which the relevant risks are analysed for the functional activities distinguished within the organisa...

  pdf | 01-01-2007 | cis, pf, pi, ban, in, to, if

• Chapter 5: Analysis of inherent risks

  Chapter 5: Analysis of inherent risks. -. FIRM Manual, November 2005 Chapter 5: Analysis of inherent risks Page 1 of 9 Chapter 5: Analysis of inherent risks 5.1. Introduction The analysis of inherent risks seeks to ascertain the probability that the various risks to which an institution is exposed material...

  pdf | 01-01-2007 | cis, pf, pi, ban, in, to, if

• Chapter 4: Key indicators and characteristics

  Chapter 4: Key indicators and characteristics. -. FIRM Manual, November 2005 Chapter 4: Key indicators and characteristics Page 1 of 2 Chapter 4: Key indicators and characteristics 4.1. Introduction In addition to risk profiles, FIRM also includes key indicators and characteristics, serving to: ...

  pdf | 01-01-2007 | cis, pf, pi, ban, in, to, if

• Chapter 3: Breakdown of the organisation

  Chapter 3: Breakdown of the organisation. -. FIRM Manual, November 2005 Chapter 3: Breakdown of the organisation Page 1 of 16 Chapter 3: Breakdown of the organisation 3.1. Introduction 3.1.1. Objective of the breakdown Breaking down the organisation serves to split up an institution into individual ...

  pdf | 01-01-2007 | cis, pf, pi, ban, in, to, if

• Chapter 2: Introduction to FIRM

  Chapter 2: Introduction to FIRM. -. FIRM Manual, November 2005 Chapter 2 – Introduction to FIRM Page 1 of 6 Chapter 2: Introduction to FIRM 2.1. Introduction This Chapter deals with the whys and wherefores of risk analysis. Within FIRM, the corporate units undertaking these tasks are denoted as the group...

  pdf | 01-01-2007 | cis, pf, pi, ban, in, to, if

• Chapter 1: Introduction

  Chapter 1: Introduction. -. FIRM Manual, November 2005 Chapter 2 – Introduction to FIRM Page 1 of 3 Chapter 1: Introduction 1.1. Backgrounds and objectives This is the FIRM Manual. Cases in point are the four-eyes principle, team discussions, peer reviews or quality assurance on behalf of the manage...

  pdf | 01-01-2007 | cis, pf, pi, ban, in, to, if

• ANNEX D: Assessment criteria for risk-specific control

  ANNEX D: Assessment criteria for risk-specific control. • Tasks, responsibilities and powers are generally clear and adequate.

  pdf | 01-01-2007 | cis, pf, pi, ban, in, to, if

• ANNEX A: Key ratios and characteristics

  ANNEX A: Key ratios and characteristics. -. FIRM Manual, November 2005 ANNEX A: Key ratios and characteristics Page 1 of 12 ANNEX A: Key ratios and characteristics A.1. Key ratios and characteristics for pension funds Dashboard key ratios • Provision for pension liabilities - own account (EUR...

  pdf | 01-01-2007 | cis, pf, pi, ban, in, to, if

• Decree on Provisions regarding Scope in the Wft

  Decree on Provisions regarding Scope in the Wft. The Decree on Provisions regarding Scope in the Financial Supervision Act (Besluit reikwijdtebepalingen Wft) serves to implement certain provisions from the Financial Supervision Act (Wet op het financieel toezicht) in respect of the scope of the Act regarding small mutual associations, non-life i...

  AMvBs [amvb], Factsheet | 01-01-2007 | cis, emi, ban, in, if

• Decree on Prudential Rules under the Wft

  Decree on Prudential Rules under the Wft. The Decree on Prudential Rules for Financial Undertakings (Besluit prudentiële regels Wft – Bpr) elaborates the provisions of Part 3 (Prudential supervision of financial undertakings) of the Financial Supervision Act (Wet op het financieel toezicht – Wft). The rules in the Bpr apply to licensed and ...

  AMvBs [amvb], Factsheet | 01-01-2007 | cis, pi, ban, in, ci, if

• Decree on Prudential Supervision of Financial Groups under the Wft

  Decree on Prudential Supervision of Financial Groups under the Wft. The basic principles underlying the Decree can be found in Chapter 3.6 of the Financial Supervision Act (Wet op het financieel toezicht – Wft). The Decree is structured in the same way as that chapter, comprising paragraphs on consolidated supervision of investment firms and b...

  AMvBs [amvb], Factsheet | 01-01-2007 | ban, in, if

• Decree on Market Access of Financial Undertakings under the Wft

  Decree on Market Access of Financial Undertakings under the Wft. The provisions have been largely taken over from earlier legislation, to which reference is made in the explanatory notes by section.

  AMvBs [amvb], Factsheet | 01-01-2007 | cis, cb, pi, ban, in, ci, if