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• Duty of clearing institutions to obtain authorisation

  Duty of clearing institutions to obtain authorisation. Section 2:4(1) of the Financial Supervision Act (Wet op het financieel toezicht / Wft) provides that no entity with its registered office in the Netherlands may carry on the business of a clearing institution without an authorisation granted by De Nederlandsche Bank (DNB). Section 2:6(1) of ...

  Factsheet | 01-01-2007 | ci

• Open Book Supervision

  Open Book Supervision. Open Book Supervision Skip to content.Skip to navigation.Skip to search.

  Factsheet | 01-01-2007 | in, ci, ppf, if, pf, pi, cp, css, to, emi, cis, ban, wi

• Open Book Supervision

  Open Book Supervision. Open Book Supervision Skip to content.Skip to navigation.Skip to search.

  Factsheet | 01-01-2007 | in, ci, ppf, if, pf, pi, cp, css, to, emi, cis, ban, wi

• Supervision on insurers

  Supervision on insurers. Open Book Supervision Skip to content.Skip to navigation.Skip to search.

  Factsheet | 01-01-2007 | in

• ANNEX A: Key ratios and characteristics

  ANNEX A: Key ratios and characteristics. -. FIRM Manual, November 2005 ANNEX A: Key ratios and characteristics Page 1 of 12 ANNEX A: Key ratios and characteristics A.1. Key ratios and characteristics for pension funds Dashboard key ratios • Provision for pension liabilities - own account (EUR...

  pdf | 01-01-2007 | in, if, pf, pi, to, cis, ban

• ANNEX D: Assessment criteria for risk-specific control

  ANNEX D: Assessment criteria for risk-specific control. • Tasks, responsibilities and powers are generally clear and adequate.

  pdf | 01-01-2007 | in, if, pf, pi, to, cis, ban

• Chapter 1: Introduction

  Chapter 1: Introduction. -. FIRM Manual, November 2005 Chapter 2 – Introduction to FIRM Page 1 of 3 Chapter 1: Introduction 1.1. Backgrounds and objectives This is the FIRM Manual. Cases in point are the four-eyes principle, team discussions, peer reviews or quality assurance on behalf of the manage...

  pdf | 01-01-2007 | in, if, pf, pi, to, cis, ban

• Chapter 2: Introduction to FIRM

  Chapter 2: Introduction to FIRM. -. FIRM Manual, November 2005 Chapter 2 – Introduction to FIRM Page 1 of 6 Chapter 2: Introduction to FIRM 2.1. Introduction This Chapter deals with the whys and wherefores of risk analysis. This does not, of course, hold for institutions not supervised by DNB, with respe...

  pdf | 01-01-2007 | in, if, pf, pi, to, cis, ban

• Chapter 3: Breakdown of the organisation

  Chapter 3: Breakdown of the organisation. -. FIRM Manual, November 2005 Chapter 3: Breakdown of the organisation Page 1 of 16 Chapter 3: Breakdown of the organisation 3.1. Introduction 3.1.1. Objective of the breakdown Breaking down the organisation serves to split up an institution into individual ...

  pdf | 01-01-2007 | in, if, pf, pi, to, cis, ban

• Chapter 4: Key indicators and characteristics

  Chapter 4: Key indicators and characteristics. -. FIRM Manual, November 2005 Chapter 4: Key indicators and characteristics Page 1 of 2 Chapter 4: Key indicators and characteristics 4.1. Introduction In addition to risk profiles, FIRM also includes key indicators and characteristics, serving to: ...

  pdf | 01-01-2007 | in, if, pf, pi, to, cis, ban

• Chapter 5: Analysis of inherent risks

  Chapter 5: Analysis of inherent risks. -. FIRM Manual, November 2005 Chapter 5: Analysis of inherent risks Page 5 of 9 NB 1: In practice, various risks will be more or less interrelated. These are the risk categories that are, in a general sense, relevant to the functional activity from a supervisory perspec...

  pdf | 01-01-2007 | in, if, pf, pi, to, cis, ban

• Chapter 6: Analysis of control

  Chapter 6: Analysis of control. -. FIRM Manual, November 2005 Chapter 6: Analysis of control Page 2 of 13 The following may serve to illustrate this point. Within this group function, the control category Liquidity Management is scored as well as the control categories Management and Organisation (specifica...

  pdf | 01-01-2007 | in, if, pf, pi, to, cis, ban

• Chapter 7: Aggregation

  Chapter 7: Aggregation. -. FIRM Manual, November 2005 Chapter 4: Key indicators and characteristics Page 1 of 9 Chapter 7: Aggregation 7.1. Introduction Within FIRM, as outlined in Chapters 5 and 6 on risk analysis and control analysis, the supervisor’s assessment is recorded in a score for each risk and...

  pdf | 01-01-2007 | in, if, pf, pi, to, cis, ban

• Chapter 9: FIRM and supervisory planning

  Chapter 9: FIRM and supervisory planning. -. FIRM Manual, November 2005 Chapter 9: FIRM and supervisory planning Page 2 of 3 9.3. Basic principles of relationship between FIRM and supervisory planning The manner in which FIRM is used for supervisory planning purposes strongly depends on the manner in whic...

  pdf | 01-01-2007 | in, if, pf, pi, to, cis, ban

• Regulation on Solvency Margin and Technical Provisions of Insurers

  Regulation on Solvency Margin and Technical Provisions of Insurers. 2. Administrative burden Chapters 2 and 4 of this Regulation concern a straightforward conversion (without policy changes) of the further rules on supplementary contributions as a component of the solvency margin (Government Gazette 2005, no.

  pdf | 01-01-2007 | in