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• Exemption facility under the Supervision of Trust Offices Act

  Exemption facility under the Supervision of Trust Offices Act. The above list is a summary. Application of the regulation must be based on the complete text.

  Ministeriële regelingen [mire], Factsheet | 01-01-2007 | to

• Chapter 9: FIRM and supervisory planning

  Chapter 9: FIRM and supervisory planning. -. FIRM Manual, November 2005 Chapter 9: FIRM and supervisory planning Page 1 of 3 Chapter 9: FIRM and supervisory planning 9.1. Introduction DNB’s supervision is ‘risk-based’. In DNB’s accounting for its supervisory activities, both internally within DNB ...

  pdf | 01-01-2007 | cis, pf, pi, ban, in, to, if

• Chapter 7: Aggregation

  Chapter 7: Aggregation. -. FIRM Manual, November 2005 Chapter 4: Key indicators and characteristics Page 1 of 9 Chapter 7: Aggregation 7.1. Introduction Within FIRM, as outlined in Chapters 5 and 6 on risk analysis and control analysis, the supervisor’s assessment is recorded in a score for each risk and...

  pdf | 01-01-2007 | cis, pf, pi, ban, in, to, if

• Wft Exemptions Regulation

  Wft Exemptions Regulation. The Wft Exemptions Regulation (Vrijstellingsregeling Wft) of the Minister of Finance provides for the following exemptions from the prohibitory provisions in the Financial Supervision Act (Wet op het financieel toezicht) (the relevant Sections of the Wft are given in brackets):. Open Book Supervision Skip to content....

  Ministeriële regelingen [mire], Factsheet | 01-01-2007 | cis, emi, in, ban, if

• Decree providing for Exemptions in respect of Take-over Bids

  Decree providing for Exemptions in respect of Take-over Bids. Basis Section 5:80(1) of the Financial Supervision Act Respond to this page Base law • Vrijstellings­besluit over­name­bieding­en Wft • Art.

  AMvBs [amvb], Factsheet | 01-01-2007 | ppf, cis, pf, cb, pi, ban, in, to, ci, if

• Wft Implementing Regulation

  Wft Implementing Regulation. This Regulation serves to establish implementation rules for the Financial Supervision Act (Wet op het financieel toezicht), the Act implementing and amending the Financial Supervision Act (Invoerings- en aanpassingswet op het financieel toezicht) and to amend some other regulations.. Open Book Supervision Skip to ...

  Ministeriële regelingen [mire], Factsheet | 01-01-2007 | cis, ban, in, ci, if

• Regulation on Statements of Financial Undertakings under the Wft

  Regulation on Statements of Financial Undertakings under the Wft. Chapter 3 includes reporting templates for insurers for statement of insurance classes and insurance contracts concluded.

  Toezichthouderregels [tzre], Factsheet | 01-01-2007 | cis, ban, in, ci, if

• Regulation on Prudential Supervision of Financial Groups under the Wft

  Regulation on Prudential Supervision of Financial Groups under the Wft. 2006, No. 508). This Regulation lays down accounting rules regarding significant intragroup agreements, adjusted solvency, capital adequacy and significant risk concentrations.

  Ministeriële regelingen [mire], Factsheet | 01-01-2007 | ban, in, if

• Regulation on Protected Accounts under the Wft

  Regulation on Protected Accounts under the Wft. The Regulation on protected accounts under the Wft (Regulation on Protected Accounts under the Wft) serves to implement Articles 14(6) of the Decree on Prudential Rules for Financial Undertakings (Besluit prudentiële regels Wft) (Bulletin of Acts and Decrees 2006, 519).. Open Book Supervision Sk...

  Toezichthouderregels [tzre], Factsheet | 01-01-2007 | ban

• Further Regulation on Conduct of Business Supervision of Financial Undertakings (Nadere regeling gedragstoezicht financiële ondernemingen Wft)

  Further Regulation on Conduct of Business Supervision of Financial Undertakings (Nadere regeling gedragstoezicht financiële ondernemingen Wft). This Regulation of the Netherlands Authority for the Financial Markets (AFM) is based on various sections of the Decree on Conduct of Business Supervision of Financial Undertakings (Besluit Gedragstoezi...

  Toezichthouderregels [tzre], Factsheet | 01-01-2007 | cis, emi, in, ban, if, ci

• Chapter 6: Analysis of control

  Chapter 6: Analysis of control. -. FIRM Manual, November 2005 Chapter 6: Analysis of control Page 1 of 13 Chapter 6: Analysis of control 6.1. Introduction The preceding Chapter dealt with the manner in which the relevant risks are analysed for the functional activities distinguished within the organisa...

  pdf | 01-01-2007 | cis, pf, pi, ban, in, to, if

• Chapter 5: Analysis of inherent risks

  Chapter 5: Analysis of inherent risks. -. FIRM Manual, November 2005 Chapter 5: Analysis of inherent risks Page 1 of 9 Chapter 5: Analysis of inherent risks 5.1. Introduction The analysis of inherent risks seeks to ascertain the probability that the various risks to which an institution is exposed material...

  pdf | 01-01-2007 | cis, pf, pi, ban, in, to, if

• Chapter 4: Key indicators and characteristics

  Chapter 4: Key indicators and characteristics. -. FIRM Manual, November 2005 Chapter 4: Key indicators and characteristics Page 1 of 2 Chapter 4: Key indicators and characteristics 4.1. Introduction In addition to risk profiles, FIRM also includes key indicators and characteristics, serving to: ...

  pdf | 01-01-2007 | cis, pf, pi, ban, in, to, if

• Chapter 3: Breakdown of the organisation

  Chapter 3: Breakdown of the organisation. -. FIRM Manual, November 2005 Chapter 3: Breakdown of the organisation Page 1 of 16 Chapter 3: Breakdown of the organisation 3.1. Introduction 3.1.1. Objective of the breakdown Breaking down the organisation serves to split up an institution into individual ...

  pdf | 01-01-2007 | cis, pf, pi, ban, in, to, if

• Chapter 2: Introduction to FIRM

  Chapter 2: Introduction to FIRM. -. FIRM Manual, November 2005 Chapter 2 – Introduction to FIRM Page 1 of 6 Chapter 2: Introduction to FIRM 2.1. Introduction This Chapter deals with the whys and wherefores of risk analysis. Within FIRM, the corporate units undertaking these tasks are denoted as the group...

  pdf | 01-01-2007 | cis, pf, pi, ban, in, to, if