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• Declaration of no-objection

  Declaration of no-objection. PSD2 lays out rules for holdings in a payment institution. If you do not have eHerkenning we advise you to obtain it.

  Factsheet | 22-09-2017 | pi

• Procedure for notification of an exemption

  Procedure for notification of an exemption. What is the procedure for providing notification of certain exempted services that do not qualify as payment services?. Open Book Supervision Skip to content.Skip to navigation.Skip to search. If DNB considers that your activities do not fall within the scope of the exemption you will not be added to...

  FAQ | 22-09-2017 | pi

• Payment institutions: outgoing notifications

  Payment institutions: outgoing notifications. Are outgoing notifications still valid when PSD2 enters into force?. Open Book Supervision Skip to content.Skip to navigation.Skip to search. DNB maintains the principle that requirements to report foreign activities under PSD1 will continue to apply under PSD2, provided the information reported is...

  FAQ | 22-09-2017 | pi

• Process for expanding the scope of an existing payment institution licence

  Process for expanding the scope of an existing payment institution licence. This analysis would for example include identifying the risks associated with expanding your activities, and how these risks can be adequately managed.

  Factsheet | 22-09-2017 | pi

• Additional rules applying to current licence holders wishing to remain active under PSD2

  Additional rules applying to current licence holders wishing to remain active under PSD2. Notifications (PSD2 Article 15, RTSs 1, 2, 3 and 5) The EBA maintains a register with notifications.

  Factsheet | 22-09-2017 | pi

• What is a payment initiation service?

  Payment initiation services. What is a payment initiation service?. Open Book Supervision Skip to content.Skip to navigation.Skip to search. An account servicing payment service provider will in most cases be a bank, but can also be a payment institution that offers current accounts (services referred to in points (1) and (2) of Annex I to PSD...

  FAQ | 22-09-2017 | pi

• What is an account information service?

  What is an account information service?. What is an account information service?. Open Book Supervision Skip to content.Skip to navigation.Skip to search. With the consent of the user, the account information service provider has access to the current accounts of the account servicing payment service provider.

  FAQ | 22-09-2017 | pi

• Update of 5 September 2017 on the Prudential framework for investment firms qualifying as "local firms” - expired from 13 November 2017

  Update of 5 September 2017 on the Prudential framework for investment firms qualifying as "local firms” - expired from 13 November 2017. Update of 5 September 2017 on the Prudential framework for investment firms qualifying as "local firms” - expired from 13 November 2017 Relevant for: if Validity: valid Date: 5 september 2017 ...

  Factsheet | 05-09-2017 | if

• Declaration on possible conflicts of interest (only for significant institutions)

  Declaration on possible conflicts of interest (only for significant institutions). Conflicts of interest a) Do you4 have any personal relationship with: - other members of the management body and/or key function holders of the supervised entity, the parent undertaking or its subsidiaries? If yes, please provide the following information: -...

  doc | 01-08-2017 | css, ppf, cis, wi, emi, pf, cb, pi, ban, in, to, ci, if

• Standardised CV for Banks that qualify as Significant Institution under SSM regulation

  Standardised CV for Banks that qualify as Significant Institution under SSM regulation. h) Other specialised experience (please enumerate) i) Prior to the assumption of the function or within the first year of the assumption of the function, will the appointee follow specific training?

  doc | 01-08-2017 | css, ppf, cis, wi, emi, pf, pi, cb, ban, in, to, if

• Prospective Appointment Notification Form for Banks that qualify as Significant Institution (under SSM-regulation)

  Prospective Appointment Notification Form for Banks that qualify as Significant Institution (under SSM-regulation). 80-046 1 Prospective Appointment Notification Form for Banks that qualify as Significant Institution (under SSM-regulation) Appended: Integrity Screening Form De Nederlandsche Bank What is the purpose of this form? If possible,...

  pdf | 31-07-2017 | css, ppf, cis, wi, emi, pf, pi, cb, ban, in, to, if

• Template for details of majority shareholdership

  Template for details of majority shareholdership. Template for details of majority shareholdership Annex to the application form for a DNO for qualifying holdings under Section 3:95 of the Wft Name of applicant Name of financial enterprise * Date of completion Maak keuze Name of entity** Percentage Direct/indirect Status of enterpris...

  xls | 26-07-2017 | pi

• Template for details of board members of another entity

  Template for details of board members of another entity. * Naam financiële onderneming betreft de onderneming waarin wordt deelgenomen.

  xls | 26-07-2017 | pi

• European banking supervision

  European banking supervision. Open Book Supervision Skip to content.Skip to navigation.Skip to search. The ECB takes the final decision. The ECB will deviate from the national supervisory authority's draft decision only in exceptional cases.

  Factsheet | 20-07-2017 | css, ppf, cis, wi, emi, pf, cb, pi, ban, in, to, ci, if

• Assessment interview with DNB and the AFM

  Assessment interview with DNB and the AFM. The two supervisory authorities may decide to attend assessment interviews of the other authority.. Open Book Supervision Skip to content.Skip to navigation.Skip to search. Opinion DNB and the AFM will each independently assess the candidate on fitness and propriety.

  Factsheet | 20-07-2017 | css, ppf, cis, wi, emi, pf, cb, pi, ban, in, to, ci, if