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• Statement of the natural person to be assessed (and authorised)

  Statement of the natural person to be assessed (and authorised).

  pdf | 11-04-2019 | in, ppf, if, pf, pi, css, to, emi, cis, ban, wi

• Initial assessment – reputation assessment

  Initial assessment – reputation assessment. When assessing someone's reputation, De Nederlandsche Bank (DNB) evaluates a natural person's propriety and professional competence.. Open Book Supervision Skip to content.Skip to navigation.Skip to search. Technical competence is mostly evident through experience in leading a financial enterprise ...

  Factsheet | 04-04-2019 | in, ppf, if, pf, pi, css, to, emi, cis, ban, wi

• Exemption Form RTS 33.6

  Exemption Form RTS 33.6. Introduction: Request for exemption: Article 33(6) sets out the conditions that must be met by an account servicing payment service provider (ASPSP) that provides third party-access via a dedicated interface and that wishes to be exempted from the obligation to implement the contigency mechanism (“fall-back”) in A...

  xls | 18-03-2019 | pi, emi, ban, wi

• Major incident reporting: how does it work in practice?

  Major incident reporting: how does it work in practice?. Under PSD2, payment service providers must notify DNB of major incidents as defined in the EBA Guidelines on major incident reporting under Directive (EU) 2015/2366 (PSD2). These guidelines, which entered into force on 19 February 2019, also define the thresholds and timelines for reportin...

  Factsheet | 26-02-2019 | pi, emi, ban, wi

• Q&A – Notification of prudential incidents or indications of prudential incidents at investment firms, investment funds/UCITS and investment fund managers/UCITS managers by an external auditor

  Q&A – Notification of prudential incidents or indications of prudential incidents at investment firms, investment funds/UCITS and investment fund managers/UCITS managers by an external auditor. Article 7 deals with a situation in which the external auditor suspects that irregularities, including fraud with regard to the financial statements of...

  FAQ | 25-02-2019 | if, cis

• Cross-border operation of pension schemes

  Cross-border operation of pension schemes. Dutch pension providers are permitted to operate foreign pension schemes. The converse situation, in which a Dutch scheme is operated by a foreign pension institution, is also addressed.

  Factsheet | 25-02-2019 | pf

• Procedure for international individual value transfer to a non-EU/non-EEA institution

  Procedure for international individual value transfer to a non-EU/non-EEA institution. 2. The transferring pension fund has a policy coverage ratio of at least 100% or the transferring insurer is not the subject of emergency arrangements or a bankruptcy procedure.

  FAQ | 25-02-2019 | in, ppf, pf

• European Pensions Directives 2003/41/EC and (EU) 2016/2341

  European Pensions Directives 2003/41/EC and (EU) 2016/2341. The investment regulations of pension institutions are subject to the prudent person rule, which means that the pension institution is required to act in the same way as a careful, sensible and prudent asset manager would act in similar circumstances.

  Factsheet, AMvBs [amvb] | 25-02-2019 | pf

• Can I transfer the value of my foreign pension to the Netherlands?

  Can I transfer the value of my foreign pension to the Netherlands?. Can I transfer my foreign pension rights to the Netherlands?. Open Book Supervision Skip to content.Skip to navigation.Skip to search. Pension providers in the Netherlands may be obliged or authorised to cooperate with the transfer of a foreign pension to the Netherlands in ac...

  FAQ | 25-02-2019 | ppf, pf

• European Insurance and Occupational Pensions Authority (EIOPA)

  European Insurance and Occupational Pensions Authority (EIOPA). The European Insurance and Occupational Pensions Authority (EIOPA) is the authority responsible for prudential supervision in the insurance and pensions sector in Europe. The European Commission can subsequently endorse these standards, possibly after amending them.

  Factsheet | 25-02-2019 | in, pf

• Operation of a Dutch pension scheme by a pension institution from another Member State: Budapest Protocol

  Operation of a Dutch pension scheme by a pension institution from another Member State: Budapest Protocol. The social and labour law broadly concerns everything agreed in the relationship between the employer and the employee.

  Factsheet | 25-02-2019 | pf

• Cross-border activities of Dutch pension funds

  Cross-border activities of Dutch pension funds. Dutch pension funds are permitted to operate pension schemes in another EU Member State, although they must meet specific conditions. DNB has the lead role in the process, operates as the sole point of contact for the pension fund and intervenes in the event of a violation.

  Factsheet | 25-02-2019 | pf

• International individual transfer of the value of a Dutch pension right to a foreign pension institution

  International individual transfer of the value of a Dutch pension right to a foreign pension institution. The transferring pension provider is not permitted to levy a charge for this international individual value transfer.

  Factsheet | 25-02-2019 | pf

• Has anything changed to the exemption for commercial agents under PSD2?

  Has anything changed to the exemption for commercial agents under PSD2?. When does the exemption for commercial agents under PSD2 apply?. Open Book Supervision Skip to content.Skip to navigation.Skip to search. The application of this exemption will be further elaborated in the implementation of PSD2.

  FAQ | 19-02-2019 | ban

• Payment service provision and payment transactions which are not self-contained

  Payment service provision and payment transactions which are not self-contained. This means the activity must be separate and not inextricably linked to another activity unrelated to payment services.

  FAQ | 11-02-2019 | if, pi, cis